Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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- CF30 Customer (2 Nov 2012 to 13 Aug 2013)
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- CF30 Customer (1 Nov 2007 to 8 Mar 2012)
- CF21 Investment Adviser (18 Sep 2003 to 31 Oct 2007)
- CF26 Customer Trading (1 Dec 2001 to 18 Sep 2003)
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- CF30 Customer (1 Nov 2007 to 8 Mar 2012)
- CF21 Investment Adviser (8 Aug 2005 to 31 Oct 2007)
- CF26 Customer Trading (1 Dec 2001 to 30 Dec 2002)
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- CF26 Customer Trading (1 Dec 2001 to 18 Sep 2003)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.