Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Commerzbank AG (no longer approved here)

    FRN 124920

    • CF30 Customer (2 Nov 2012 to 13 Aug 2013)
  • JPMorgan Chase Bank, National Association (no longer approved here)

    FRN 124491

    • CF30 Customer (1 Nov 2007 to 8 Mar 2012)
    • CF21 Investment Adviser (18 Sep 2003 to 31 Oct 2007)
    • CF26 Customer Trading (1 Dec 2001 to 18 Sep 2003)
  • J.P. Morgan Securities plc (no longer approved here)

    FRN 155240

    • CF30 Customer (1 Nov 2007 to 8 Mar 2012)
    • CF21 Investment Adviser (8 Aug 2005 to 31 Oct 2007)
    • CF26 Customer Trading (1 Dec 2001 to 30 Dec 2002)
  • J.P. Morgan Europe Limited (no longer approved here)

    FRN 124579

    • CF26 Customer Trading (1 Dec 2001 to 18 Sep 2003)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.