Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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J.P. MORGAN PERSONAL INVESTING LIMITED
FRN 552016
- 4. Giving personal recommendations on retail investment products which are not broker funds
- [FCA CF] Manager of certification employee (since 26 Mar 2025)
- [FCA CF] Client dealing (since 19 Aug 2020)
- [FCA CF] Functions requiring qualifications (since 19 Aug 2020)
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- CF30 Customer (5 Jan 2019 to 8 Dec 2019)
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- CF30 Customer (4 Jan 2019 to 7 Jan 2019)
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- CF30 Customer (4 Jan 2019 to 7 Jan 2019)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.