Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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FRANCIS CLARK FINANCIAL PLANNING LIMITED
FRN 433591
- 4. Giving personal recommendations on retail investment products which are not broker funds
- 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
- [FCA CF] Functions requiring qualifications (since 8 Aug 2022)
- [FCA CF] Client dealing (since 8 Aug 2022)
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- [FCA CF] Functions requiring qualifications (9 Dec 2019 to 29 Jul 2022)
- [FCA CF] Client dealing (9 Dec 2019 to 29 Jul 2022)
- CF30 Customer (20 Nov 2017 to 8 Dec 2019)
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- CF30 Customer (23 Jun 2014 to 28 May 2015)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.