Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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- CF10 Compliance Oversight (12 Sep 2008 to 9 Mar 2009)
- CF8 Apportionment and Oversight (19 Oct 2007 to 31 Mar 2009)
- CF3 Chief Executive (9 Aug 2006 to 27 Oct 2009)
- CF1 Director (8 May 2006 to 27 Oct 2009)
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- CF16 Significant Mgt (Desgntd Investment Business) (13 Jan 2006 to 1 May 2006)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.