Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Morgan Stanley & Co. International Plc (no longer approved here)

    FRN 165935

    • SMF2 Chief Finance (7 Mar 2016 to 31 Jan 2019)
    • CF1 Director (21 Jan 2015 to 6 Mar 2016)
    • CF28 Systems and controls (1 Aug 2014 to 6 Mar 2016)
    • CF29 Significant management (1 Aug 2014 to 6 Mar 2016)
  • Morgan Stanley Bank International Limited (no longer approved here)

    FRN 195430

    • SMF2 Chief Finance (7 Mar 2016 to 31 Jan 2019)
    • CF1 Director (21 Jan 2015 to 6 Mar 2016)
    • CF28 Systems and controls (1 Aug 2014 to 6 Mar 2016)
    • CF29 Significant management (1 Aug 2014 to 6 Mar 2016)
  • Morgan Stanley Investment Management Limited (no longer approved here)

    FRN 121920

    • CF28 Systems and controls (1 Aug 2014 to 31 Jan 2019)
    • CF29 Significant management (1 Aug 2014 to 31 Jan 2019)
  • Morgan Stanley Investment Management (ACD) Limited (no longer approved here)

    FRN 230885

    • CF28 Systems and controls (1 Aug 2014 to 31 Jan 2019)
    • CF29 Significant management (1 Aug 2014 to 31 Jan 2019)

Recent activity

Updates to this individual's record on the FCA register.

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