Christopher Lee Attfield-Kelley

Last updated
3 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Union Bancaire Privee, UBP SA

    FRN 147562

    • 2. Giving personal recommendations on securities which are not stakeholder pension schemes or personal pension schemes or broker funds
    • 3. Giving personal recommendations on derivatives
    • 12. Giving personal recommendations on and dealing in securities which are not stakeholder pension schemes or personal pension schemes or broker funds
    • 13. Giving personal recommendations on and dealing with derivatives
    • [FCA CF] Manager of certification employee (since 28 Nov 2023)
    • [FCA CF] Client dealing (since 28 Nov 2023)
    • [FCA CF] Functions requiring qualifications (since 28 Nov 2023)
  • BROWN SHIPLEY & CO. LIMITED (no longer approved here)

    FRN 124548

    • [FCA CF] Functions requiring qualifications (9 Sep 2019 to 24 Nov 2023)
    • [FCA CF] Manager of certification employee (1 Dec 2017 to 24 Nov 2023)

Recent activity

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