Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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St. James's Place Wealth Management Plc
FRN 195351
- 4. Giving personal recommendations on retail investment products which are not broker funds
- Appointed representative dealing with clients for which they require qualification (since 9 Dec 2019)
- CF30 Customer (since 20 Oct 2017)
- CF1 Director (AR) (since 1 Feb 2013)
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Lansdown Place Wealth Management Ltd
FRN 434251
- Employed By (since 1 Feb 2013)
- Employed By (1 Jun 2006 to 12 Nov 2012)
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- CF1 Director (AR) (20 Apr 2016 to 10 Jun 2021)
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- CF30 Customer (1 Nov 2007 to 3 Jan 2008)
- CF21 Investment Adviser (10 May 2007 to 31 Oct 2007)
- CF22 Investment Adviser (Trainee) (1 Jun 2006 to 10 May 2007)
- CF1 Director (AR) (1 Jun 2006 to 16 May 2008)
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- CF21 Investment Adviser (1 Dec 2001 to 16 Jan 2002)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.