Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • Appointed representative dealing with clients for which they require qualification (since 9 Dec 2019)
    • CF30 Customer (since 20 Oct 2017)
    • CF1 Director (AR) (since 1 Feb 2013)
    • Employed By (since 1 Feb 2013)
    • Employed By (1 Jun 2006 to 12 Nov 2012)
  • EVOLUTION WEALTH NETWORK LIMITED (no longer approved here)

    FRN 591218

    • CF1 Director (AR) (20 Apr 2016 to 10 Jun 2021)
  • Personal Touch Financial Services Limited (no longer approved here)

    FRN 187834

    • CF30 Customer (1 Nov 2007 to 3 Jan 2008)
    • CF21 Investment Adviser (10 May 2007 to 31 Oct 2007)
    • CF22 Investment Adviser (Trainee) (1 Jun 2006 to 10 May 2007)
    • CF1 Director (AR) (1 Jun 2006 to 16 May 2008)
  • Scottish Equitable Plc (no longer approved here)

    FRN 165548

    • CF21 Investment Adviser (1 Dec 2001 to 16 Jan 2002)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.