Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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2 Plan Wealth Management Limited
FRN 461598
- 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
- 4. Giving personal recommendations on retail investment products which are not broker funds
- 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
- Appointed representative dealing with clients for which they require qualification (since 20 Aug 2025)
- CF30 Customer (since 15 Jul 2025)
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Alexander House Financial Planning Limited
FRN 791612
- (12)Employed By (since 15 Jul 2025)
- (43)Employed By (30 Dec 2020 to 29 Aug 2025)
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- Appointed representative dealing with clients for which they require qualification (9 Dec 2019 to 22 Aug 2025)
- CF30 Customer (12 Dec 2014 to 22 Aug 2025)
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- Employed By (9 Mar 2017 to 30 Jun 2017)
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- Employed By (5 Dec 2014 to 20 Jan 2021)
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- CF30 Customer (1 Nov 2007 to 11 Nov 2012)
- CF22 Investment Adviser (Trainee) (17 Feb 2006 to 31 Oct 2007)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.