Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • [FCA CF] Material risk taker (since 25 Feb 2025)
    • [PRA CF] Significant risk taker or Material risk taker (since 25 Feb 2025)
    • [FCA CF] Manager of certification employee (since 25 Feb 2025)
    • [FCA CF] Client dealing (since 25 Feb 2025)
    • [FCA CF] Client dealing (2 Aug 2021 to 30 Jan 2024)
    • [PRA CF] Significant risk taker or Material risk taker (12 Jul 2021 to 30 Jan 2024)
    • [FCA CF] Material risk taker (12 Jul 2021 to 30 Jan 2024)
    • [FCA CF] Manager of certification employee (since 31 Oct 2024)
    • [FCA CF] Client dealing (since 2 Aug 2021)
    • [FCA CF] Material risk taker (since 12 Jul 2021)
    • [PRA CF] Significant risk taker or Material risk taker (since 12 Jul 2021)
  • Citibank, N.A.

    FRN 124704

    • [FCA CF] Manager of certification employee (since 31 Oct 2024)
    • [FCA CF] Client dealing (since 2 Aug 2021)
    • [FCA CF] Material risk taker (since 12 Jul 2021)
    • [PRA CF] Significant risk taker or Material risk taker (since 12 Jul 2021)
  • HSBC Bank Plc (no longer approved here)

    FRN 114216

    • [PRA CF] Significant risk taker or Material risk taker (18 Aug 2020 to 9 Apr 2021)
    • [FCA CF] Client dealing (20 Oct 2016 to 9 Apr 2021)
    • CF30 Customer (21 Nov 2014 to 6 Mar 2016)
  • HSBC UK Bank Plc (no longer approved here)

    FRN 765112

    • [PRA CF] Significant risk taker or Material risk taker (18 Aug 2020 to 9 Apr 2021)

Recent activity

Updates to this individual's record on the FCA register.

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