Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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Santander UK Plc
FRN 106054
- 4. Giving personal recommendations on retail investment products which are not broker funds
- [FCA CF] Functions requiring qualifications (since 8 Nov 2024)
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- Appointed representative dealing with clients for which they require qualification (29 Mar 2022 to 18 Oct 2024)
- CF30 Customer (11 Feb 2022 to 18 Oct 2024)
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- (2)Employed By (11 Feb 2022 to 18 Oct 2024)
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- [FCA CF] Functions requiring qualifications (24 Feb 2020 to 4 Jan 2022)
- [FCA CF] Client dealing (24 Feb 2020 to 4 Jan 2022)
- CF30 Customer (7 Jun 2019 to 8 Dec 2019)
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- CF30 Customer (15 Sep 2015 to 6 Mar 2016)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.