Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • [FCA CF] Functions requiring qualifications (since 8 Nov 2024)
  • St. James's Place Wealth Management Plc (no longer approved here)

    FRN 195351

    • Appointed representative dealing with clients for which they require qualification (29 Mar 2022 to 18 Oct 2024)
    • CF30 Customer (11 Feb 2022 to 18 Oct 2024)
  • Trowlock Wealth Management LLP (no longer approved here)

    FRN 597650

    • (2)Employed By (11 Feb 2022 to 18 Oct 2024)
  • Scottish Widows Schroder Personal Wealth Limited (no longer approved here)

    FRN 830170

    • [FCA CF] Functions requiring qualifications (24 Feb 2020 to 4 Jan 2022)
    • [FCA CF] Client dealing (24 Feb 2020 to 4 Jan 2022)
    • CF30 Customer (7 Jun 2019 to 8 Dec 2019)
  • Lloyds Bank PLC (no longer approved here)

    FRN 119278

    • CF30 Customer (15 Sep 2015 to 6 Mar 2016)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.