Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
-
Lloyds Bank PLC
FRN 119278
- [PRA CF] Significant risk taker or Material risk taker (since 4 Nov 2024)
- [FCA CF] Material risk taker (since 4 Nov 2024)
- [FCA CF] Manager of certification employee (since 31 Jan 2019)
- [FCA CF] Client dealing (since 29 Nov 2016)
- [PRA CF] Significant risk taker or Material risk taker (4 Dec 2019 to 15 Sep 2020)
- [FCA CF] Material risk taker (4 Dec 2019 to 15 Sep 2020)
- [FCA CF] Manager of certification employee (9 Jan 2018 to 20 Dec 2018)
- CF30 Customer (22 Aug 2008 to 6 Mar 2016)
-
Bank of Scotland plc
FRN 169628
- [FCA CF] Manager of certification employee (since 31 Jan 2019)
- [FCA CF] Client dealing (since 29 Nov 2016)
- [PRA CF] Significant risk taker or Material risk taker (4 Dec 2019 to 15 Sep 2020)
- [FCA CF] Material risk taker (4 Dec 2019 to 15 Sep 2020)
- [FCA CF] Manager of certification employee (9 Jan 2018 to 20 Dec 2018)
- CF30 Customer (5 Jan 2015 to 6 Mar 2016)
-
- CF30 Customer (1 Nov 2007 to 1 Jul 2008)
- CF21 Investment Adviser (10 May 2006 to 31 Oct 2007)
-
- CF30 Customer (1 Nov 2007 to 1 Jul 2008)
- CF21 Investment Adviser (10 May 2006 to 31 Oct 2007)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.