Last updated
3 weeks ago
Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • [PRA CF] Significant risk taker or Material risk taker (since 4 Nov 2024)
    • [FCA CF] Material risk taker (since 4 Nov 2024)
    • [FCA CF] Manager of certification employee (since 31 Jan 2019)
    • [FCA CF] Client dealing (since 29 Nov 2016)
    • [PRA CF] Significant risk taker or Material risk taker (4 Dec 2019 to 15 Sep 2020)
    • [FCA CF] Material risk taker (4 Dec 2019 to 15 Sep 2020)
    • [FCA CF] Manager of certification employee (9 Jan 2018 to 20 Dec 2018)
    • CF30 Customer (22 Aug 2008 to 6 Mar 2016)
    • [FCA CF] Manager of certification employee (since 31 Jan 2019)
    • [FCA CF] Client dealing (since 29 Nov 2016)
    • [PRA CF] Significant risk taker or Material risk taker (4 Dec 2019 to 15 Sep 2020)
    • [FCA CF] Material risk taker (4 Dec 2019 to 15 Sep 2020)
    • [FCA CF] Manager of certification employee (9 Jan 2018 to 20 Dec 2018)
    • CF30 Customer (5 Jan 2015 to 6 Mar 2016)
  • Citigroup Global Markets Limited (no longer approved here)

    FRN 124384

    • CF30 Customer (1 Nov 2007 to 1 Jul 2008)
    • CF21 Investment Adviser (10 May 2006 to 31 Oct 2007)
  • Citibank, N.A. (no longer approved here)

    FRN 124704

    • CF30 Customer (1 Nov 2007 to 1 Jul 2008)
    • CF21 Investment Adviser (10 May 2006 to 31 Oct 2007)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.