Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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Perspective (North East) Limited
FRN 150317
- 4. Giving personal recommendations on retail investment products which are not broker funds
- 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
- 7. Giving personal recommendations on long-term care insurance contracts
- [FCA CF] Functions requiring qualifications (since 13 Apr 2026)
- [FCA CF] Client dealing (since 13 Apr 2026)
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- [FCA CF] Functions requiring qualifications (27 Jun 2024 to 3 Jul 2025)
- [FCA CF] Client dealing (27 Jun 2024 to 3 Jul 2025)
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- [FCA CF] Functions requiring qualifications (1 Jul 2018 to 29 May 2024)
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- [FCA CF] Functions requiring qualifications (26 May 2016 to 1 Jul 2018)
- CF30 Customer (10 Sep 2014 to 6 Mar 2016)
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- CF30 Customer (30 Jul 2010 to 11 Nov 2012)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.