Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • [FCA CF] Functions requiring qualifications (since 1 Sep 2021)
  • Independent Financial Choice (2864) (no longer approved here)

    FRN 189499

    • (3)Employed By (1 Dec 2001 to 31 Mar 2004)
  • Independent Financial Choices Ltd (502) (no longer approved here)

    FRN 192593

    • (4)Employed By (15 Aug 2001 to 31 Jul 2003)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.