Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
-
Radcliffe and Newlands Wealth Limited
FRN 1007473
- 4. Giving personal recommendations on retail investment products which are not broker funds
- 7. Giving personal recommendations on long-term care insurance contracts
- 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
- [FCA CF] Functions requiring qualifications (since 2 Apr 2024)
- [FCA CF] Client dealing (since 2 Apr 2024)
-
- Appointed representative dealing with clients for which they require qualification (9 Dec 2019 to 28 Mar 2024)
- CF30 Customer (17 Jan 2017 to 28 Mar 2024)
-
- Employed By (17 Jan 2017 to 28 Mar 2024)
-
- CF30 Customer (31 Mar 2010 to 14 Jul 2010)
-
- CF21 Investment Adviser (1 Dec 2001 to 5 Mar 2007)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.