Christopher Julian Wilmot Griffiths

Last updated
4 days ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 7. Giving personal recommendations on long-term care insurance contracts
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • [FCA CF] Functions requiring qualifications (since 2 Apr 2024)
    • [FCA CF] Client dealing (since 2 Apr 2024)
  • TenetConnect Limited (no longer approved here)

    FRN 149826

    • Appointed representative dealing with clients for which they require qualification (9 Dec 2019 to 28 Mar 2024)
    • CF30 Customer (17 Jan 2017 to 28 Mar 2024)
  • Radcliffe and Newlands Ltd (no longer approved here)

    FRN 457283

    • Employed By (17 Jan 2017 to 28 Mar 2024)
  • JLT Wealth Management Limited (no longer approved here)

    FRN 196619

    • CF30 Customer (31 Mar 2010 to 14 Jul 2010)
  • Evelyn Partners Financial Planning Limited (no longer approved here)

    FRN 136414

    • CF21 Investment Adviser (1 Dec 2001 to 5 Mar 2007)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.