Christopher Jones

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Providential Finance Limited

    FRN 553610

    • SMF3 Executive Director (since 9 Dec 2019)
    • SMF17 Money Laundering Reporting Officer (MLRO) (since 9 Dec 2019)
    • SMF16 Compliance Oversight (since 9 Dec 2019)
    • Responsible for Insurance Distribution (since 1 Oct 2018)
    • CF11 Money Laundering Reporting (1 Feb 2012 to 8 Dec 2019)
    • CF1 Director (1 Feb 2012 to 8 Dec 2019)
    • CF10 Compliance Oversight (1 Feb 2012 to 8 Dec 2019)
    • CF30 Customer (1 Feb 2012 to 8 Dec 2019)
    • Responsible for Insurance Mediation (1 Feb 2012 to 30 Sep 2018)
  • True Potential Wealth Management LLP (no longer approved here)

    FRN 529810

    • CF30 Customer (8 Jul 2011 to 30 Apr 2012)
  • Quilter Financial Planning Solutions Limited (no longer approved here)

    FRN 184591

    • CF30 Customer (1 Nov 2007 to 11 Oct 2011)
    • CF21 Investment Adviser (11 Jul 2006 to 31 Oct 2007)
    • CF22 Investment Adviser (Trainee) (7 Mar 2006 to 11 Jul 2006)
  • HSBC Bank Plc (no longer approved here)

    FRN 114216

    • CF21 Investment Adviser (1 Dec 2001 to 7 Mar 2006)

Recent activity

Updates to this individual's record on the FCA register.

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