Christopher Jonathan Bain

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • St. James's Place Wealth Management Plc

    FRN 195351

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • Appointed representative dealing with clients for which they require qualification (since 9 Dec 2021)
    • CF1 Director (AR) (since 1 Dec 2021)
    • CF30 Customer (since 1 Dec 2021)
  • Chris Bain Financial Advice Ltd

    FRN 955021

    • Employed By (since 1 Dec 2021)
  • QUILTER FINANCIAL SERVICES LIMITED (no longer approved here)

    FRN 440703

    • Appointed representative dealing with clients for which they require qualification (9 Dec 2019 to 8 Dec 2021)
    • CF30 Customer (13 Aug 2010 to 8 Dec 2021)
  • Quilter Financial Advisers Ltd (no longer approved here)

    FRN 452529

    • (516)Employed By (1 Jun 2013 to 23 Dec 2021)
  • Charles Derby Associates (no longer approved here)

    FRN 486140

    • Employed By (13 Aug 2010 to 1 Jun 2013)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.