Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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HSBC Bank Plc
FRN 114216
- [FCA CF] Significant management (since 29 Oct 2025)
- [PRA CF] Significant risk taker or Material risk taker (since 29 Oct 2025)
- [FCA CF] Significant management (31 Aug 2022 to 17 Oct 2025)
- [FCA CF] Manager of certification employee (2 Jun 2021 to 8 Jun 2021)
- [PRA CF] Managing a material risk taker (14 May 2021 to 14 Jun 2021)
- [PRA CF] Significant risk taker or Material risk taker (31 Aug 2017 to 17 Oct 2025)
- [FCA CF] Client dealing (31 Aug 2017 to 13 Jul 2018)
- CF21 Investment Adviser (13 Dec 2005 to 20 Apr 2007)
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HSBC UK Bank Plc
FRN 765112
- [FCA CF] Manager of certification employee (since 29 Oct 2025)
- [FCA CF] Significant management (since 29 Oct 2025)
- [FCA CF] Client dealing (since 29 Oct 2025)
- [PRA CF] Significant risk taker or Material risk taker (since 29 Oct 2025)
- [FCA CF] Significant management (29 Sep 2021 to 10 Aug 2022)
- [PRA CF] Managing a material risk taker (14 Aug 2020 to 16 Sep 2021)
- [FCA CF] Client dealing (1 Jul 2018 to 17 Oct 2025)
- [FCA CF] Manager of certification employee (1 Jul 2018 to 17 Oct 2025)
- [PRA CF] Significant risk taker or Material risk taker (1 Jul 2018 to 17 Oct 2025)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.