Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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Sense Network Limited
FRN 465124
- 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
- 4. Giving personal recommendations on retail investment products which are not broker funds
- 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
- Appointed representative dealing with clients for which they require qualification (since 9 Dec 2019)
- [FCA CF] Client dealing (since 9 Dec 2019)
- CF30 Customer (since 7 Jun 2011)
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Temple Wealth Management Ltd
FRN 531961
- (2)Employed By (since 7 Jun 2011)
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- CF30 Customer (14 Jul 2010 to 17 May 2011)
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- (233)Employed By (15 Jul 2002 to 14 Apr 2003)
Recent activity
Updates to this individual's record on the FCA register.
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controlled function removed: Employed By at Temple Wealth Management Ltd
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controlled function added: (2)Employed By at Temple Wealth Management Ltd