Christopher John Williams

Last updated
3 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Benchmark Financial Planning Limited

    FRN 227247

    • Employed By (since 1 Apr 2020)
  • Best Practice IFA Group Limited

    FRN 223112

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 9A. Advising on P2P agreements
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • 12. Giving personal recommendations on and dealing in securities which are not stakeholder pension schemes or personal pension schemes or broker funds
    • 2. Giving personal recommendations on securities which are not stakeholder pension schemes or personal pension schemes or broker funds
    • Appointed representative dealing with clients for which they require qualification (since 9 Dec 2019)
    • [FCA CF] Client dealing (since 9 Dec 2019)
    • CF30 Customer (since 8 Sep 2009)
  • A J BUCKLEY ASSET MANAGEMENT LIMITED (no longer approved here)

    FRN 154371

    • CF30 Customer (1 Nov 2007 to 22 May 2008)
    • CF21 Investment Adviser (1 Apr 2005 to 31 Oct 2007)
  • Rosan Helmsley Limited (no longer approved here)

    FRN 196269

    • CF21 Investment Adviser (1 Dec 2001 to 1 Mar 2004)

Recent activity

Updates to this individual's record on the FCA register.

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