Christopher John Ward

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

BRITANNIA GLOBAL MARKETS LIMITED
FRN 114159
- [FCA CF] Manager of certification employee (since 12 Jun 2025)
- [FCA CF] Client dealing (since 29 Dec 2021)
TP ICAP E&C Limited (no longer approved here)
FRN 146880
- [FCA CF] Client dealing (30 Jun 2020 to 9 Dec 2020)
- CF30 Customer (12 Nov 2007 to 8 Dec 2019)
- CF21 Investment Adviser (10 Oct 2002 to 17 Mar 2003)
Marex Spectron International Limited (no longer approved here)
FRN 193027
- CF21 Investment Adviser (14 Jul 2003 to 5 Dec 2003)
- CF26 Customer Trading (14 Jul 2003 to 5 Dec 2003)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.