Christopher John Wall

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • 2 Plan Wealth Management Limited

    FRN 461598

    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • Appointed representative dealing with clients for which they require qualification (since 15 Feb 2024)
    • CF30 Customer (since 13 Feb 2024)
    • [FCA CF] Client dealing (21 Dec 2023 to 15 Feb 2024)
    • [FCA CF] Functions requiring qualifications (21 Dec 2023 to 15 Feb 2024)
  • One Financial Solutions Ltd

    FRN 607130

    • (19)Employed By (since 13 Feb 2024)
  • St. James's Place Wealth Management Plc (no longer approved here)

    FRN 195351

    • Appointed representative dealing with clients for which they require qualification (7 Mar 2023 to 9 Nov 2023)
    • CF30 Customer (17 Feb 2023 to 9 Nov 2023)
  • Trowlock Wealth Management LLP (no longer approved here)

    FRN 597650

    • (11)Employed By (17 Feb 2023 to 9 Nov 2023)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.