Christopher John Wales

Last updated
3 days ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Sense Network Limited

    FRN 465124

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • Appointed representative dealing with clients for which they require qualification (since 9 Dec 2019)
    • [FCA CF] Client dealing (since 9 Dec 2019)
    • CF1 Director (AR) (since 1 Sep 2017)
    • CF30 Customer (since 1 Sep 2017)
  • Clear Sense Financial Planning Ltd

    FRN 786753

    • Employed By (since 1 Sep 2017)
  • Lloyds Bank PLC (no longer approved here)

    FRN 119278

    • CF21 Investment Adviser (14 Feb 2003 to 1 Oct 2004)
    • CF22 Investment Adviser (Trainee) (19 Mar 2002 to 14 Feb 2003)

Recent activity

Updates to this individual's record on the FCA register.

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