Christopher John Ulph

Last updated
3 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • HSBC Bank Plc (no longer approved here)

    FRN 114216

    • [FCA CF] Manager of certification employee (30 Apr 2018 to 28 Feb 2025)
    • [FCA CF] Algorithmic trading (14 Nov 2016 to 28 Feb 2025)
    • [FCA CF] Client dealing (14 Nov 2016 to 28 Feb 2025)
    • CF30 Customer (31 May 2012 to 6 Mar 2016)
  • Morgan Stanley & Co. International Plc (no longer approved here)

    FRN 165935

    • CF30 Customer (29 Sep 2010 to 5 Apr 2012)
  • JPMorgan Chase Bank, National Association (no longer approved here)

    FRN 124491

    • CF30 Customer (1 Nov 2007 to 5 Jul 2010)
    • CF21 Investment Adviser (6 Dec 2005 to 31 Oct 2007)
  • J.P. Morgan Securities plc (no longer approved here)

    FRN 155240

    • CF30 Customer (1 Nov 2007 to 5 Jul 2010)
    • CF21 Investment Adviser (6 Dec 2005 to 31 Oct 2007)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.