Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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St. James's Place Wealth Management Plc
FRN 195351
- 4. Giving personal recommendations on retail investment products which are not broker funds
- CF1 Director (AR) (since 7 Mar 2025)
- Appointed representative dealing with clients for which they require qualification (since 9 Dec 2019)
- CF30 Customer (since 18 Aug 2015)
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Straker Paul Limited
FRN 1028159
- (3)Employed By (since 7 Mar 2025)
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- Employed By (15 Jun 2017 to 28 Mar 2025)
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- Employed By (18 Aug 2015 to 15 Jun 2017)
Recent activity
Updates to this individual's record on the FCA register.
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controlled function removed: Employed By at Straker Paul Limited
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controlled function added: (3)Employed By at Straker Paul Limited