Christopher John Smith

Last updated
3 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Morgan Stanley & Co. International Plc

    FRN 165935

    • [FCA CF] Material risk taker (since 18 Oct 2021)
    • [FCA CF] Client dealing (since 7 Sep 2016)
    • [FCA CF] Manager of certification employee (since 7 Sep 2016)
    • CF30 Customer (1 Apr 2014 to 6 Mar 2016)
  • Morgan Stanley Bank International Limited

    FRN 195430

    • [FCA CF] Material risk taker (since 18 Oct 2021)
    • [FCA CF] Client dealing (since 7 Sep 2016)
    • [FCA CF] Manager of certification employee (since 7 Sep 2016)
  • Deutsche Bank AG (no longer approved here)

    FRN 150018

    • CF30 Customer (31 Dec 2008 to 5 Dec 2013)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.