Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • SMF29 Limited scope function (limited scope SMCR firms only) (since 17 Apr 2025)
    • SMF16 Compliance Oversight (27 Sep 2022 to 17 Apr 2025)
    • SMF3 Executive Director (17 Aug 2022 to 17 Apr 2025)
  • NatWest Markets Plc (no longer approved here)

    FRN 121882

    • CF30 Customer (19 May 2014 to 23 Apr 2015)

Recent activity

Updates to this individual's record on the FCA register.

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