Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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- SMF16 Compliance Oversight (10 Dec 2018 to 27 Feb 2021)
- [FCA CF] Significant management (10 Dec 2018 to 30 Apr 2024)
- SMF3 Executive Director (10 Dec 2018 to 27 Feb 2021)
- SMF17 Money Laundering Reporting Officer (MLRO) (10 Dec 2018 to 27 Feb 2021)
- CF8 Apportionment and Oversight (1 Dec 2001 to 6 Mar 2016)
- CF11 Money Laundering Reporting (1 Dec 2001 to 9 Dec 2018)
- CF10 Compliance Oversight (1 Dec 2001 to 9 Dec 2018)
- CF1 Director (1 Dec 2001 to 9 Dec 2018)
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- CF2 Non Executive Director (13 Sep 2004 to 21 May 2007)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.