Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Aquila Financial Management Limited (no longer approved here)

    FRN 161585

    • [FCA CF] Client dealing (9 Dec 2019 to 30 Jun 2021)
    • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 30 Jun 2021)
    • CF30 Customer (2 Jan 2013 to 8 Dec 2019)
  • Chris Lee (no longer approved here)

    FRN 449962

    • Employed By (31 Mar 2006 to 29 Dec 2006)
  • Bradleys Financial Management Limited (no longer approved here)

    FRN 182694

    • Employed By (14 Sep 2001 to 8 Dec 2019)

Recent activity

Updates to this individual's record on the FCA register.

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