Last updated
2 weeks ago
Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • 14. Managing investments
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • [FCA CF] Client dealing (since 9 Dec 2019)
    • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
    • CF30 Customer (3 Dec 2018 to 8 Dec 2019)
  • Lord Clarke Limited (no longer approved here)

    FRN 542556

    • CF30 Customer (8 Dec 2016 to 11 Dec 2018)
  • HL Partnership Limited (no longer approved here)

    FRN 303397

    • CF1 Director (AR) (3 Feb 2016 to 3 Sep 2018)
  • TIMELINE WEALTH MANAGEMENT LIMITED (no longer approved here)

    FRN 596827

    • CF30 Customer (23 Dec 2014 to 29 Jan 2016)
    • CF1 Director (AR) (23 Dec 2014 to 29 Jan 2016)
  • Stonebridge Mortgage Solutions Ltd (no longer approved here)

    FRN 454811

    • CF1 Director (AR) (17 Dec 2012 to 15 Jan 2015)
  • Rafter Associates Financial Management Limited (no longer approved here)

    FRN 116031

    • CF30 Customer (25 Jun 2010 to 25 Oct 2012)
    • CF21 Investment Adviser (25 Sep 2006 to 16 Apr 2007)
    • CF22 Investment Adviser (Trainee) (27 Jan 2003 to 27 Jan 2003)
    • CF30 Customer (27 Feb 2009 to 14 May 2010)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.