Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • The Northern Trust Company (no longer approved here)

    FRN 122020

    • [FCA CF] Significant management (4 Jan 2022 to 2 May 2023)
  • Northern Trust Global Services SE (no longer approved here)

    FRN 829966

    • [FCA CF] Significant management (4 Jan 2022 to 2 May 2023)
  • ICBC Standard Bank Plc (no longer approved here)

    FRN 124823

    • SMF18 Other Overall Responsibility (7 Mar 2016 to 25 Oct 2017)
    • CF10a CASS Oversight function (1 Oct 2011 to 6 Mar 2016)
    • CF29 Significant management (4 Jun 2010 to 6 Mar 2016)
    • CF20 Significant Mgt (Settlements) (12 Sep 2006 to 4 Jul 2007)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.