Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
-
- [FCA CF] Client dealing (9 Dec 2019 to 1 Dec 2022)
- [FCA CF] Functions requiring qualifications (9 Dec 2019 to 1 Dec 2022)
- CF30 Customer (25 Oct 2013 to 8 Dec 2019)
-
- CF21 Investment Adviser (17 May 2004 to 1 Jun 2007)
- CF22 Investment Adviser (Trainee) (5 Mar 2004 to 17 May 2004)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.