Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • St. James's Place Wealth Management Plc (no longer approved here)

    FRN 195351

    • Appointed representative dealing with clients for which they require qualification (9 Dec 2019 to 18 Oct 2022)
    • CF30 Customer (13 Jun 2014 to 18 Oct 2022)
    • CF4 Partner (AR) (13 Jun 2014 to 18 Oct 2022)
  • Sterling Financial Associates (no longer approved here)

    FRN 200066

    • (5)Employed By (20 Dec 1999 to 18 Oct 2022)
  • Stirling Associates (no longer approved here)

    FRN 169740

    • Employed By (26 Jan 1999 to 25 Feb 2011)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.