Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • 3. Giving personal recommendations on derivatives
    • 19. Administrative functions in relation to the operation of stakeholder pension schemes
    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • [FCA CF] Benchmark submission and administration (since 22 Apr 2026)
    • [FCA CF] Client dealing (since 22 Apr 2026)
    • [FCA CF] Functions requiring qualifications (since 22 Apr 2026)
  • Countrywide Principal Services Limited (no longer approved here)

    FRN 301684

    • [FCA CF] Functions requiring qualifications (23 Sep 2025 to 13 Feb 2026)

Recent activity

Updates to this individual's record on the FCA register.

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