Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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HL Partnership Limited
FRN 303397
- 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
- Appointed representative dealing with clients for which they require qualification (since 9 Dec 2019)
- CF1 Director (AR) (since 13 Nov 2008)
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SYLVA FINANCIAL PLANNING LIMITED
FRN 523565
- 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
- SMF3 Executive Director (since 9 Dec 2019)
- [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
- [FCA CF] Client dealing (since 9 Dec 2019)
- CF1 Director (4 Jan 2011 to 8 Dec 2019)
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Parker Lloyd Capital Limited
FRN 491161
- (1)Employed By (since 13 Nov 2008)
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- CF30 Customer (1 Nov 2007 to 9 Sep 2008)
- CF22 Investment Adviser (Trainee) (18 Oct 2007 to 31 Oct 2007)
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- Employed By (18 Oct 2007 to 9 Sep 2008)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.