Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • Appointed representative dealing with clients for which they require qualification (since 9 Dec 2019)
    • CF1 Director (AR) (since 13 Nov 2008)
    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • SMF3 Executive Director (since 9 Dec 2019)
    • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
    • [FCA CF] Client dealing (since 9 Dec 2019)
    • CF1 Director (4 Jan 2011 to 8 Dec 2019)
    • (1)Employed By (since 13 Nov 2008)
  • St. James's Place Wealth Management Plc (no longer approved here)

    FRN 195351

    • CF30 Customer (1 Nov 2007 to 9 Sep 2008)
    • CF22 Investment Adviser (Trainee) (18 Oct 2007 to 31 Oct 2007)
  • Christopher Loftus (no longer approved here)

    FRN 473978

    • Employed By (18 Oct 2007 to 9 Sep 2008)

Recent activity

Updates to this individual's record on the FCA register.

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