Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • ARBUTHNOT LATHAM & CO., LIMITED (no longer approved here)

    FRN 143336

    • [FCA CF] Manager of certification employee (30 Jan 2018 to 20 Dec 2018)
    • [FCA CF] Material risk taker (30 Jan 2018 to 29 Mar 2019)
    • [PRA CF] Managing a material risk taker (30 Jan 2018 to 20 Dec 2018)
    • [PRA CF] Significant risk taker or Material risk taker (30 Jan 2018 to 29 Mar 2019)
  • NatWest Markets Plc (no longer approved here)

    FRN 121882

    • CF21 Investment Adviser (1 Dec 2001 to 25 Jul 2002)

Recent activity

Updates to this individual's record on the FCA register.

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