Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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The On-Line Partnership Limited
FRN 192638
- 4. Giving personal recommendations on retail investment products which are not broker funds
- 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
- 7. Giving personal recommendations on long-term care insurance contracts
- 9A. Advising on P2P agreements
- Appointed representative dealing with clients for which they require qualification (since 9 Dec 2019)
- CF30 Customer (since 23 Jan 2013)
- CF4 Partner (AR) (since 14 Oct 2010)
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Mercury Financial Solutions
FRN 585252
- (1)Employed By (since 1 Aug 2012)
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- (8)Employed By (5 Oct 2010 to 1 Aug 2012)
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- CF1 Director (AR) (10 Sep 2007 to 15 May 2008)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.