Christopher John Emery

Last updated
1 week ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • HANBURY WEALTH MANAGEMENT LIMITED

    FRN 757991

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • 7. Giving personal recommendations on long-term care insurance contracts
    • SMF3 Executive Director (since 9 Dec 2019)
    • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
    • SMF16 Compliance Oversight (since 9 Dec 2019)
    • [FCA CF] Client dealing (since 9 Dec 2019)
    • [FCA CF] Manager of certification employee (since 9 Dec 2019)
    • Responsible for Insurance Distribution (since 1 Oct 2018)
    • CF30 Customer (since 12 Dec 2016)
    • CF1 Director (AR) (since 12 Dec 2016)
    • Responsible for Insurance Mediation (12 Dec 2016 to 30 Sep 2018)
    • CF4 Partner (AR) (12 Dec 2016 to 28 Jul 2017)
    • CF1 Director (12 Dec 2016 to 8 Dec 2019)
    • CF10 Compliance Oversight (12 Dec 2016 to 8 Dec 2019)
  • Nockolds Wealth Ltd

    FRN 669520

    • (3)Employed By (since 11 Feb 2015)
  • Associated Independent Advisers Ltd (no longer approved here)

    FRN 221758

    • Employed By (28 Apr 2004 to 5 Sep 2006)
  • Foreman Laws Wealth Management Limited (no longer approved here)

    FRN 400360

    • (6)Employed By (28 Apr 2004 to 5 Sep 2006)

Recent activity

Updates to this individual's record on the FCA register.

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