Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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- [FCA CF] Material risk taker (15 Mar 2023 to 9 Apr 2026)
- [FCA CF] Client dealing (15 Mar 2023 to 9 Apr 2026)
- [FCA CF] Manager of certification employee (15 Mar 2023 to 15 Jan 2026)
- [PRA CF] Significant risk taker or Material risk taker (15 Mar 2023 to 9 Apr 2026)
- CF30 Customer (27 Aug 2013 to 6 Mar 2016)
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- [FCA CF] Client dealing (9 Dec 2019 to 1 Dec 2022)
- CF30 Customer (11 Dec 2017 to 8 Dec 2019)
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- [FCA CF] Client dealing (17 Nov 2017 to 1 Dec 2022)
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- CF30 Customer (7 Jul 2010 to 10 Jul 2013)
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- CF30 Customer (7 Jul 2010 to 10 Jul 2013)
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- CF30 Customer (1 Nov 2007 to 30 Apr 2010)
- CF26 Customer Trading (9 Feb 2006 to 31 Oct 2007)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.