Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 7. Giving personal recommendations on long-term care insurance contracts
    • Appointed representative dealing with clients for which they require qualification (since 19 Mar 2025)
    • CF30 Customer (since 15 Feb 2025)
    • CF4 Partner (AR) (since 15 Feb 2025)
    • (2)Employed By (since 15 Feb 2025)
  • Fisher Investments Europe Limited (no longer approved here)

    FRN 191609

    • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 9 Jan 2025)
    • [FCA CF] Client dealing (9 Dec 2019 to 9 Jan 2025)
    • CF30 Customer (25 Sep 2008 to 8 Dec 2019)

Recent activity

Updates to this individual's record on the FCA register.

  1. controlled function removed: Employed By at Anchorage Wealth & Planning

  2. controlled function added: (2)Employed By at Anchorage Wealth & Planning