Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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St. James's Place Wealth Management Plc
FRN 195351
- 4. Giving personal recommendations on retail investment products which are not broker funds
- 7. Giving personal recommendations on long-term care insurance contracts
- Appointed representative dealing with clients for which they require qualification (since 19 Mar 2025)
- CF30 Customer (since 15 Feb 2025)
- CF4 Partner (AR) (since 15 Feb 2025)
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Anchorage Wealth & Planning
FRN 1025659
- (2)Employed By (since 15 Feb 2025)
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- [FCA CF] Functions requiring qualifications (9 Dec 2019 to 9 Jan 2025)
- [FCA CF] Client dealing (9 Dec 2019 to 9 Jan 2025)
- CF30 Customer (25 Sep 2008 to 8 Dec 2019)
Recent activity
Updates to this individual's record on the FCA register.
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controlled function removed: Employed By at Anchorage Wealth & Planning
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controlled function added: (2)Employed By at Anchorage Wealth & Planning