Last updated
3 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • 21. Advising or arranging (bringing about) equity release transactions
    • 11. Pension transfer specialist
    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 7. Giving personal recommendations on long-term care insurance contracts
    • CF1 Director (AR) (since 18 Apr 2023)
    • Appointed representative dealing with clients for which they require qualification (since 9 Dec 2019)
    • CF30 Customer (since 1 Nov 2007)
    • CF4 Partner (AR) (5 Apr 2012 to 12 Jun 2023)
    • CF22 Investment Adviser (Trainee) (18 Oct 2007 to 31 Oct 2007)
    • (9)Employed By (since 12 Apr 2023)
    • Employed By (18 Oct 2007 to 12 Jun 2023)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.