Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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- SMF21 EEA Branch Senior Manager (EBSM) (11 Dec 2019 to 31 Mar 2022)
- [FCA CF] Significant management (2 Jan 2019 to 11 Dec 2019)
- [FCA CF] Client dealing (7 Mar 2016 to 11 Dec 2019)
- [FCA CF] Manager of certification employee (7 Mar 2016 to 11 Dec 2019)
- CF29 Significant management (5 Nov 2010 to 6 Mar 2016)
- CF30 Customer (1 Nov 2007 to 6 Mar 2016)
- CF23 Corporate Finance Adviser (1 Dec 2001 to 31 Oct 2007)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.