Christopher John Clayton

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • True Potential Wealth Management LLP

    FRN 529810

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • [FCA CF] Client dealing (since 26 Jan 2024)
    • [FCA CF] Functions requiring qualifications (since 26 Jan 2024)
  • CBW Financial Planning Limited

    FRN 182357

    • (5)7. Giving personal recommendations on long-term care insurance contracts
    • (7)4. Giving personal recommendations on retail investment products which are not broker funds
    • (6)6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • (10)[FCA CF] Functions requiring qualifications (since 19 Dec 2019)
    • (9)[FCA CF] Client dealing (since 19 Dec 2019)
    • (8)SMF3 Executive Director (since 9 Dec 2019)
    • (40)CF1 Director (20 Jun 2017 to 8 Dec 2019)
    • (39)CF30 Customer (17 Nov 2016 to 8 Dec 2019)

Recent activity

Updates to this individual's record on the FCA register.

  1. controlled function removed: [FCA CF] Functions requiring qualifications at CBW Financial Planning Limited

  2. controlled function removed: 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met) at CBW Financial Planning Limited

  3. controlled function removed: 4. Giving personal recommendations on retail investment products which are not broker funds at CBW Financial Planning Limited

  4. controlled function removed: 7. Giving personal recommendations on long-term care insurance contracts at CBW Financial Planning Limited

  5. controlled function removed: SMF3 Executive Director at CBW Financial Planning Limited

  6. controlled function removed: [FCA CF] Client dealing at CBW Financial Planning Limited

  7. controlled function added: (39)CF30 Customer at CBW Financial Planning Limited

  8. controlled function added: (40)CF1 Director at CBW Financial Planning Limited

  9. controlled function added: (5)7. Giving personal recommendations on long-term care insurance contracts at CBW Financial Planning Limited

  10. controlled function added: (6)6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met) at CBW Financial Planning Limited

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