Christopher John Carlton

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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

abrdn Alternative Funds Limited
FRN 143445
- [FCA CF] Material risk taker (since 4 Jan 2025)
abrdn Investments Limited
FRN 121891
- [FCA CF] Manager of certification employee (since 23 Jul 2024)
abrdn Investment Management Limited
FRN 188406
- [FCA CF] Manager of certification employee (since 23 Jul 2024)
abrdn Fund Managers Limited (no longer approved here)
FRN 121803
- [FCA CF] Material risk taker (4 Jan 2025 to 5 Jan 2025)
BNY Mellon Investment Management EMEA Limited (no longer approved here)
FRN 119196
- CF30 Customer (8 Jun 2010 to 4 Mar 2016)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.