Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • Appointed representative dealing with clients for which they require qualification (since 2 Aug 2023)
    • CF30 Customer (since 26 Jun 2023)
    • (280)Employed By (since 26 Jun 2023)
  • Acorn to Oaks Financial Services Ltd (no longer approved here)

    FRN 486131

    • [FCA CF] Functions requiring qualifications (7 Dec 2020 to 4 Aug 2023)
    • [FCA CF] Client dealing (7 Dec 2020 to 4 Aug 2023)
    • CF30 Customer (8 Jan 2016 to 8 Dec 2019)
  • The Mortgage Bureau (1202) (no longer approved here)

    FRN 161442

    • Employed By (1 Dec 2001 to 30 Oct 2002)

Recent activity

Updates to this individual's record on the FCA register.

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