Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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TrinityBridge Limited
FRN 119329
- 14. Managing investments
- [FCA CF] Client dealing (since 9 Dec 2019)
- [FCA CF] Manager of certification employee (since 9 Dec 2019)
- [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
- [FCA CF] Material risk taker (9 Dec 2019 to 1 Mar 2025)
- CF28 Systems and controls (1 Nov 2007 to 11 Dec 2007)
- CF30 Customer (1 Nov 2007 to 8 Dec 2019)
- CF14 Risk Assessment (18 Sep 2003 to 31 Oct 2007)
- CF8 Apportionment and Oversight (1 Dec 2001 to 31 Oct 2007)
- CF3 Chief Executive (1 Dec 2001 to 28 Feb 2007)
- CF27 Investment Management (1 Dec 2001 to 31 Oct 2007)
- CF1 Director (1 Dec 2001 to 24 Apr 2009)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.