Christopher John Bartlett

Last updated
3 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Rathbones Investment Management Limited

    FRN 116316

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • [FCA CF] Client dealing (since 1 Mar 2023)
    • [FCA CF] Functions requiring qualifications (since 7 Mar 2016)
    • CF30 Customer (16 Dec 2015 to 6 Mar 2016)
  • ASCOT LLOYD FINANCIAL PLANNING LIMITED (no longer approved here)

    FRN 144519

    • CF30 Customer (29 Apr 2010 to 15 Jul 2015)
  • LEBC Group Ltd (no longer approved here)

    FRN 191818

    • Employed By (25 Apr 2003 to 30 Nov 2004)

Recent activity

Updates to this individual's record on the FCA register.

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