Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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- [FCA CF] Functions requiring qualifications (9 Dec 2019 to 30 Mar 2024)
- [FCA CF] Client dealing (9 Dec 2019 to 30 Mar 2024)
- CF30 Customer (1 Nov 2007 to 8 Dec 2019)
- CF21 Investment Adviser (10 May 2005 to 31 Oct 2007)
- CF22 Investment Adviser (Trainee) (23 Aug 2004 to 10 May 2005)
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- CF22 Investment Adviser (Trainee) (29 Jul 2004 to 23 Aug 2004)
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- CF22 Investment Adviser (Trainee) (29 Jul 2004 to 23 Aug 2004)
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- CF22 Investment Adviser (Trainee) (29 Apr 2002 to 31 Jul 2002)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.