Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • MFS INTERNATIONAL (U.K.) LIMITED (no longer approved here)

    FRN 181136

    • [FCA CF] Client dealing (9 Dec 2019 to 11 May 2023)
    • CF3 Chief Executive (12 Dec 2012 to 15 May 2017)
    • CF29 Significant management (11 Apr 2011 to 8 Dec 2019)
    • CF1 Director (14 Jul 2008 to 8 Dec 2017)
    • CF30 Customer (1 Nov 2007 to 8 Dec 2019)
    • CF27 Investment Management (31 Mar 2006 to 31 Oct 2007)
  • Morgan Stanley Investment Management Limited (no longer approved here)

    FRN 121920

    • CF27 Investment Management (10 Jan 2003 to 26 Mar 2004)
  • UBS Asset Management (UK) Ltd (no longer approved here)

    FRN 119319

    • CF21 Investment Adviser (1 Dec 2001 to 29 Nov 2002)
    • CF27 Investment Management (1 Dec 2001 to 29 Nov 2002)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.