Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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- [FCA CF] Client dealing (9 Dec 2019 to 11 May 2023)
- CF3 Chief Executive (12 Dec 2012 to 15 May 2017)
- CF29 Significant management (11 Apr 2011 to 8 Dec 2019)
- CF1 Director (14 Jul 2008 to 8 Dec 2017)
- CF30 Customer (1 Nov 2007 to 8 Dec 2019)
- CF27 Investment Management (31 Mar 2006 to 31 Oct 2007)
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- CF27 Investment Management (10 Jan 2003 to 26 Mar 2004)
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- CF21 Investment Adviser (1 Dec 2001 to 29 Nov 2002)
- CF27 Investment Management (1 Dec 2001 to 29 Nov 2002)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.