Last updated
1 week ago
Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Tyler Capital Limited (no longer approved here)

    FRN 844580

    • SMF16 Compliance Oversight (24 Jan 2020 to 1 Dec 2021)
    • SMF17 Money Laundering Reporting Officer (MLRO) (24 Jan 2020 to 1 Dec 2021)
  • Investec Bank PLC (no longer approved here)

    FRN 172330

    • CF30 Customer (1 Nov 2007 to 19 Nov 2009)
    • CF22 Investment Adviser (Trainee) (19 Jun 2006 to 31 Oct 2007)
  • Tradelink Worldwide Limited (no longer approved here)

    FRN 190867

    • (50)CF26 Customer Trading (1 Dec 2001 to 18 Sep 2003)

Recent activity

Updates to this individual's record on the FCA register.

  1. controlled function added: (50)CF26 Customer Trading at Tradelink Worldwide Limited