Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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- SMF16 Compliance Oversight (24 Jan 2020 to 1 Dec 2021)
- SMF17 Money Laundering Reporting Officer (MLRO) (24 Jan 2020 to 1 Dec 2021)
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- CF30 Customer (1 Nov 2007 to 19 Nov 2009)
- CF22 Investment Adviser (Trainee) (19 Jun 2006 to 31 Oct 2007)
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- (50)CF26 Customer Trading (1 Dec 2001 to 18 Sep 2003)
Recent activity
Updates to this individual's record on the FCA register.
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controlled function added: (50)CF26 Customer Trading at Tradelink Worldwide Limited