Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • Appointed representative dealing with clients for which they require qualification (since 9 Dec 2019)
    • CF1 Director (AR) (since 30 Nov 2018)
    • CF30 Customer (since 15 Nov 2013)
    • Employed By (since 15 Nov 2013)
  • One Financial Planning Ltd (no longer approved here)

    FRN 191206

    • (48)Employed By (23 Mar 2009 to 6 Nov 2013)
  • Openwork Limited (no longer approved here)

    FRN 408285

    • CF30 Customer (23 Mar 2009 to 6 Nov 2013)

Recent activity

Updates to this individual's record on the FCA register.

  1. controlled function added: (48)Employed By at One Financial Planning Ltd