Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
-
St. James's Place Wealth Management Plc
FRN 195351
- 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
- 4. Giving personal recommendations on retail investment products which are not broker funds
- Appointed representative dealing with clients for which they require qualification (since 9 Dec 2019)
- CF1 Director (AR) (since 30 Nov 2018)
- CF30 Customer (since 15 Nov 2013)
-
Tweed Wealth Management Ltd
FRN 610278
- Employed By (since 15 Nov 2013)
-
- (48)Employed By (23 Mar 2009 to 6 Nov 2013)
-
- CF30 Customer (23 Mar 2009 to 6 Nov 2013)
Recent activity
Updates to this individual's record on the FCA register.
-
controlled function added: (48)Employed By at One Financial Planning Ltd